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Best Practices: Documenting 401(k) Funds Used as Equity Injection

When a Borrower wishes to use funds from a 401(k) plan (the “Plan”) as equity injection on SBA loans, lenders must make sure they are properly documenting the injection and…
  • August 16, 2017
  • Katie O'Brien

Best Practices: Credit Elsewhere Requirements

The SBA’s credit elsewhere test underpins the 7(a) loan program. Accordingly, failure to comply with the SBA’s credit elsewhere requirements may subject a lender to a denial of the SBA…
  • August 9, 2017
  • Janet M. Dery

Best Practices: To Use or Not to Use- That is the Ten Million Dollar Question

It turns out that your English teacher may have been right, after all: a misplaced comma can be a big deal. A Maine dairy company was reminded of the importance…
  • August 2, 2017
  • Katherine D. Tohanczyn

Best Practices: Documenting Small Construction Projects Under $350,000

SBA guaranteed loan proceeds may be used to construct or renovate buildings. The SBA provides specific requirements for SBA guaranteed loans where the construction component of the loan is more…
  • August 2, 2017
  • Michelle Sergent Kaas

Best Practices: Franchise Agreements and Consistencies with the SOPs

Lenders extending financing to franchisees – either to re-finance existing debt or open new facilities – have historically been concerned with determining whether affiliation exists between the franchisor and franchisee.…
  • July 26, 2017
  • Starfield & Smith

Best Practices: All Available Collateral

Everything AND the kitchen sink? This question faces all SBA lenders who are attempting to comply with SBA’s policy concerning available collateral. Under SOP 50 10 5(I), Chapter 4, Paragraph…
  • July 12, 2017
  • Jennifer E. Borra
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